Duncan & Haley, Ltd.
CRD 109900SEC# 801-79706Seattle, WA
No longer SEC-registered. Duncan & Haley, Ltd. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$664.1M
Employees
4
Accounts
110
Location
Seattle, WA
Duncan & Haley, Ltd. assets under management
Duncan & Haley, Ltd. is an SEC-registered investment adviser based in Seattle, WA. It reports $664.1 million in regulatory assets under management and employs 4 people.
Duncan & Haley, Ltd. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Colby Haley Control | President | Over 75% | 2002 |
| Kelsey Leigh Morrison | Cco, Vp Insurance Practice | 25-50% | 2006 |
Frequently asked questions
How much does Duncan & Haley, Ltd. manage?
Duncan & Haley, Ltd. reports $664.1 million in regulatory assets under management on its Form ADV.
How many employees does Duncan & Haley, Ltd. have?
Duncan & Haley, Ltd. reports 4 employees.
Where is Duncan & Haley, Ltd. located?
Duncan & Haley, Ltd. is based in Seattle, WA.
Does Duncan & Haley, Ltd. disclose fund performance?
Duncan & Haley, Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2753 S Washington Street, Seattle, WA 98144 |
| Office hours | 8:00a.m. To 5:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$664.1MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 41%
Larger than 59% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$664.1Mregulatory AUM
Discretionary $253.3MNon-discretionary $410.8M