Ean Equity Financial Services LLC
● SEC registered since 2020CRD 117064SEC# 801-118479
Reg. AUM
$144.7M
Employees
1
Accounts
154
Location
—
Ean Equity Financial Services LLC assets under management
Ean Equity Financial Services LLC is an SEC-registered investment adviser. The firm has been registered since 2020. It reports $144.7 million in regulatory assets under management and employs 1 people.
Ean Equity Financial Services LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Eric Anthony Norberg Control | Chief Executive Officer, Chief Financial Officer, Chief Operations Officer, Chief Compliance Officer, Chief Legal Officer | Over 75% | 2000 |
Frequently asked questions
How much does Ean Equity Financial Services LLC manage?
Ean Equity Financial Services LLC reports $144.7 million in regulatory assets under management on its Form ADV.
How many employees does Ean Equity Financial Services LLC have?
Ean Equity Financial Services LLC reports 1 employees.
Does Ean Equity Financial Services LLC disclose fund performance?
Ean Equity Financial Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 410-340-4973 |
| Fax | 703-777-4120 |
| Office hours | 9 a.m. To 5 p.m. Eastern |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$144.7MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 84%
Larger than 16% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$144.7Mregulatory AUM
Discretionary $77.2MNon-discretionary $67.4M