Effective Assets, Inc.
● SEC registered since 2021CRD 285744SEC# 801-120391
Reg. AUM
$165.1M
Employees
2
Accounts
410
Location
—
Effective Assets, Inc. assets under management
Effective Assets, Inc. is an SEC-registered investment adviser. The firm has been registered since 2021. It reports $165.1 million in regulatory assets under management and employs 2 people.
Effective Assets, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Justin Everett Martello Control | Cfp And Cco | Over 75% | 2016 |
Frequently asked questions
How much does Effective Assets, Inc. manage?
Effective Assets, Inc. reports $165.1 million in regulatory assets under management on its Form ADV.
How many employees does Effective Assets, Inc. have?
Effective Assets, Inc. reports 2 employees.
Does Effective Assets, Inc. disclose fund performance?
Effective Assets, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 510-549-2525 |
| Fax | 510-295-2621 |
| Office hours | By Appointment Only |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$165.1M▲ 9%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 80%
Larger than 20% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$165.1Mregulatory AUM
Discretionary $160MNon-discretionary $5.2M