Excel Financial, LLC
● SEC registered since 2016CRD 145301SEC# 801-107211Red Wing, MN
Reg. AUM
$404.5M
Employees
11
Accounts
1,128
Location
Red Wing, MN
Excel Financial, LLC assets under management
Excel Financial, LLC is an investment advisory firm registered with the SEC based in Red Wing, MN. The firm has been registered since 2016. It reports $404.5 million in regulatory assets under management and employs 11 people.
Excel Financial, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brent Leslie Urbach Control | Member | 25-50% | 2015 |
| James Scott Loquai Control | Member | 10-25% | 2007 |
| John Raymond Loquai Control | Member | 25-50% | 2013 |
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Join to unlock · $37/moFrequently asked questions
How much does Excel Financial, LLC manage?
Excel Financial, LLC reports $404.5 million in regulatory assets under management on its Form ADV.
How many employees does Excel Financial, LLC have?
Excel Financial, LLC reports 11 employees.
Where is Excel Financial, LLC located?
Excel Financial, LLC is based in Red Wing, MN and has been SEC-registered since 2016.
Does Excel Financial, LLC disclose fund performance?
Excel Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 321 Main Street, Red Wing, MN 55066 |
| Phone | (651) 388-6441 |
| Fax | (651) 319-9430 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$404.5M▲ 21%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 54%
Larger than 46% of 16,271 advisers
EmployeesTop 38%
More than 62% of 16,825 advisers
Assets under management
$404.5Mregulatory AUM
Discretionary $348.4MNon-discretionary $56.1M