Financial Avenues LLC
● SEC registered since 2025CRD 153458SEC# 801-134945
Reg. AUM
$147.6M
Employees
4
Accounts
409
Location
—
Financial Avenues LLC assets under management
Financial Avenues LLC operates as an SEC-registered investment adviser. The firm has been registered since 2025. It reports $147.6 million in regulatory assets under management and employs 4 people.
Financial Avenues LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Tracy Lee St. John Control | Managing Member/Chief Compliance Officer/Financial Advisor | Over 75% | 2010 |
Frequently asked questions
How much does Financial Avenues LLC manage?
Financial Avenues LLC reports $147.6 million in regulatory assets under management on its Form ADV.
How many employees does Financial Avenues LLC have?
Financial Avenues LLC reports 4 employees.
Does Financial Avenues LLC disclose fund performance?
Financial Avenues LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 913-735-7283 |
| Office hours | By Appointment Only |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$147.6M▲ 16%
Nov '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 84%
Larger than 16% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$147.6Mregulatory AUM
Discretionary $147.6M