Financial Counseling Associates, Inc.
● SEC registered since 2014CRD 115123SEC# 801-79159
Reg. AUM
$103.5M
Employees
2
Accounts
126
Location
—
Financial Counseling Associates, Inc. assets under management
Financial Counseling Associates, Inc. is a registered investment adviser overseen by the SEC. The firm has been registered since 2014. It reports $103.5 million in regulatory assets under management and employs 2 people.
Financial Counseling Associates, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Erica Ann Mathews Control | Chief Compliance Officer | 5-10% | 2024 |
| John Joseph Kopel Control | Owner | Over 75% | 1993 |
Frequently asked questions
How much does Financial Counseling Associates, Inc. manage?
Financial Counseling Associates, Inc. reports $103.5 million in regulatory assets under management on its Form ADV.
How many employees does Financial Counseling Associates, Inc. have?
Financial Counseling Associates, Inc. reports 2 employees.
Does Financial Counseling Associates, Inc. disclose fund performance?
Financial Counseling Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 720-272-4419 |
| Office hours | 9 a.m. To 5p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$103.5M▲ 12%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 93%
Larger than 7% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$103.5Mregulatory AUM
Discretionary $96.9MNon-discretionary $6.7M