Financial Horizons, Inc.
● SEC registered since 1975CRD 110741SEC# 801-10905
Reg. AUM
$190M
Employees
1
Accounts
14
Location
—
Financial Horizons, Inc. assets under management
Financial Horizons, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 1975. It reports $190 million in regulatory assets under management and employs 1 people.
Financial Horizons, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James T. Adams Control | President, Ceo, Chief Compliance Officer | Over 75% | 1975 |
| Ursula Edith Lenz | Secretary | Under 5% | 2017 |
Frequently asked questions
How much does Financial Horizons, Inc. manage?
Financial Horizons, Inc. reports $190 million in regulatory assets under management on its Form ADV.
How many employees does Financial Horizons, Inc. have?
Financial Horizons, Inc. reports 1 employees.
Does Financial Horizons, Inc. disclose fund performance?
Financial Horizons, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 818 505-9313 |
| Fax | 818 505-0399 |
| Office hours | By Appointment |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$190M▲ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 76%
Larger than 24% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$190Mregulatory AUM
Discretionary $190M