Financial Perspectives, Inc.
● SEC registered since 2015CRD 135549SEC# 801-97343Minneapolis, MN
Reg. AUM
$1.17B
Employees
14
Accounts
1,852
Location
Minneapolis, MN
About Financial Perspectives
Financial Perspectives is a full-service wealth management firm offering holistic financial planning advice. It simplifies the complexity of accumulating, preserving, and transferring wealth with trusted planner relationships.
Summary based on the firm’s website.
Financial Perspectives, Inc. assets under management
Financial Perspectives, Inc. is an investment advisory firm registered with the SEC based in Minneapolis, MN. The firm has been registered since 2015. It reports $1.2 billion in regulatory assets under management and employs 14 people.
Financial Perspectives, Inc. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel James Dugan Control | Chief Executive Officer | Over 75% | 2005 |
| David William Dugan Control | Vice President/Secretary/Treasurer | Under 5% | 2005 |
| Luke Michael Dugan | President & Chief Operating Officer | Under 5% | 2025 |
| Nicole Lynn Wilken Control | Chief Compliance Officer | Under 5% | 2010 |
Frequently asked questions
How much does Financial Perspectives, Inc. manage?
Financial Perspectives, Inc. reports $1.2 billion in regulatory assets under management on its Form ADV.
How many employees does Financial Perspectives, Inc. have?
Financial Perspectives, Inc. reports 14 employees.
Where is Financial Perspectives, Inc. located?
Financial Perspectives, Inc. is based in Minneapolis, MN and has been SEC-registered since 2015.
Does Financial Perspectives, Inc. disclose fund performance?
Financial Perspectives, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3300 Fernbrook Ln N, Suite 250, Minneapolis, MN 55447-5341 |
| Phone | 763-553-7779 |
| Fax | 763-553-7782 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 2003287 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.17B▲ 17%
Mar '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 30%
Larger than 70% of 16,369 advisers
EmployeesTop 32%
More than 68% of 16,804 advisers
Assets under management
$1.17Bregulatory AUM
Discretionary $1.17BNon-discretionary $1.3M