Financial Planning Solutions, LLC
CRD 168211SEC# 801-113221Auburndale, MA
No longer SEC-registered. Financial Planning Solutions, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$312.4M
Employees
8
Accounts
1,136
Location
Auburndale, MA
Financial Planning Solutions, LLC assets under management
Financial Planning Solutions, LLC is a registered investment adviser overseen by the SEC based in Auburndale, MA. It reports $312.4 million in regulatory assets under management and employs 8 people.
Financial Planning Solutions, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Lyman Hood Jackson Control | Member And Chief Compliance Officer | 50-75% | 2013 |
| Richard Howard Fingerman Control | Member | 50-75% | 2013 |
Frequently asked questions
How much does Financial Planning Solutions, LLC manage?
Financial Planning Solutions, LLC reports $312.4 million in regulatory assets under management on its Form ADV.
How many employees does Financial Planning Solutions, LLC have?
Financial Planning Solutions, LLC reports 8 employees.
Where is Financial Planning Solutions, LLC located?
Financial Planning Solutions, LLC is based in Auburndale, MA.
Does Financial Planning Solutions, LLC disclose fund performance?
Financial Planning Solutions, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 134 Rumford Ave, Suite 203, Auburndale, MA 02466 |
| Office hours | 9 a.m. To 5 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$312.4MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 61%
Larger than 39% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$312.4Mregulatory AUM
Discretionary $279.5MNon-discretionary $32.9M