Finley Wealth Management, LLC
CRD 142776SEC# 801-131760Estero, FL
No longer SEC-registered. Finley Wealth Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$119.5M
Employees
3
Accounts
72
Location
Estero, FL
Finley Wealth Management, LLC assets under management
Finley Wealth Management, LLC is an SEC-registered investment adviser based in Estero, FL. It reports $119.5 million in regulatory assets under management and employs 3 people.
Finley Wealth Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Douglas William Finley Control | President | Over 75% | 2006 |
| Janice Hirzel | Chief Compliance Officer | Under 5% | 2024 |
Frequently asked questions
How much does Finley Wealth Management, LLC manage?
Finley Wealth Management, LLC reports $119.5 million in regulatory assets under management on its Form ADV.
How many employees does Finley Wealth Management, LLC have?
Finley Wealth Management, LLC reports 3 employees.
Where is Finley Wealth Management, LLC located?
Finley Wealth Management, LLC is based in Estero, FL.
Does Finley Wealth Management, LLC disclose fund performance?
Finley Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10600 Chevrolet Way, Suite 101, Estero, FL 33928 |
| Office hours | N/A |
| Discloses disciplinary history | No |
Regulatory AUM
$119.5MNo change
May '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 90%
Larger than 10% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$119.5Mregulatory AUM
Discretionary $119.5M