Focus Planning Group, LLC
● SEC registered since 2025CRD 281231SEC# 801-132810
Reg. AUM
$41.8M
Employees
1
Accounts
156
Location
—
Focus Planning Group, LLC assets under management
Focus Planning Group, LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 2025. It reports $41.8 million in regulatory assets under management and employs 1 people.
Focus Planning Group, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Anthony Carbone Control | Managing Member/Chief Compliance Officer/Financial Planner | Over 75% | 2002 |
Frequently asked questions
How much does Focus Planning Group, LLC manage?
Focus Planning Group, LLC reports $41.8 million in regulatory assets under management on its Form ADV.
How many employees does Focus Planning Group, LLC have?
Focus Planning Group, LLC reports 1 employees.
Does Focus Planning Group, LLC disclose fund performance?
Focus Planning Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 631-714-6869 |
| Office hours | By Appointment |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$41.8M▲ 17%
Apr '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 97%
Larger than 3% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$41.8Mregulatory AUM
Discretionary $41.8M