Forefront Wealth Management Inc.
CRD 299003SEC# 801-114299Malvern, PA
No longer SEC-registered. Forefront Wealth Management Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$246.4M
Employees
4
Accounts
414
Location
Malvern, PA
Forefront Wealth Management Inc. assets under management
Forefront Wealth Management Inc. is a registered investment adviser overseen by the SEC based in Malvern, PA. It reports $246.4 million in regulatory assets under management and employs 4 people.
Forefront Wealth Management Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Anthony Ralph Cottone Control | President | Under 5% | 2020 |
| Arthur Robert Romano | Chief Compliance Officer | Under 5% | 2024 |
| Carl Alan Schultz Control | Chief Executive Officer/Chief Investment Officer | Over 75% | 2018 |
Frequently asked questions
How much does Forefront Wealth Management Inc. manage?
Forefront Wealth Management Inc. reports $246.4 million in regulatory assets under management on its Form ADV.
How many employees does Forefront Wealth Management Inc. have?
Forefront Wealth Management Inc. reports 4 employees.
Where is Forefront Wealth Management Inc. located?
Forefront Wealth Management Inc. is based in Malvern, PA.
Does Forefront Wealth Management Inc. disclose fund performance?
Forefront Wealth Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 18 Church Road, Malvern, PA 19355 |
| Office hours | 5-Sep |
| Discloses disciplinary history | No |
Regulatory AUM
$246.4MNo change
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 68%
Larger than 32% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$246.4Mregulatory AUM
Discretionary $225.6MNon-discretionary $20.8M