Goldfarb Financial Management, LLC
● SEC registered since 2025CRD 306271SEC# 801-132935
Reg. AUM
$126.4M
Employees
1
Accounts
22
Location
—
Goldfarb Financial Management, LLC assets under management
Goldfarb Financial Management, LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 2025. It reports $126.4 million in regulatory assets under management and employs 1 people.
Goldfarb Financial Management, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Mark David Goldfarb Control | Manager, Chief Compliance Officer | Over 75% | 2019 |
Frequently asked questions
How much does Goldfarb Financial Management, LLC manage?
Goldfarb Financial Management, LLC reports $126.4 million in regulatory assets under management on its Form ADV.
How many employees does Goldfarb Financial Management, LLC have?
Goldfarb Financial Management, LLC reports 1 employees.
Does Goldfarb Financial Management, LLC disclose fund performance?
Goldfarb Financial Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 310-402-2152 |
| Office hours | 8a.m. - 6p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$126.4M▲ 6%
May '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 88%
Larger than 12% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$126.4Mregulatory AUM
Discretionary $10.9MNon-discretionary $115.5M