Heaton Financial, PC
CRD 134578SEC# 801-136958Cedar City, UT
No longer SEC-registered. Heaton Financial, PC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$140.1M
Employees
2
Accounts
660
Location
Cedar City, UT
Heaton Financial, PC assets under management
Heaton Financial, PC operates as an SEC-registered investment adviser based in Cedar City, UT. It reports $140.1 million in regulatory assets under management and employs 2 people.
Heaton Financial, PC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kimber Wendel Heaton Control | President, Chief Compliance Officer | Over 75% | 2005 |
Frequently asked questions
How much does Heaton Financial, PC manage?
Heaton Financial, PC reports $140.1 million in regulatory assets under management on its Form ADV.
How many employees does Heaton Financial, PC have?
Heaton Financial, PC reports 2 employees.
Where is Heaton Financial, PC located?
Heaton Financial, PC is based in Cedar City, UT.
Does Heaton Financial, PC disclose fund performance?
Heaton Financial, PC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 337 S Main, Suite 120, Cedar City, UT 84720 |
| Office hours | 8:30 a.m. To 4:30 p.m. |
| Discloses disciplinary history | No |
How this firm compares
Regulatory AUMTop 85%
Larger than 15% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$140.1Mregulatory AUM
Discretionary $132.1MNon-discretionary $8.1M