Kleinhenz & Associates, Ltd.
CRD 146015SEC# 801-112556
No longer SEC-registered. Kleinhenz & Associates, Ltd. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$173.8M
Employees
3
Accounts
206
Location
—
Kleinhenz & Associates, Ltd. assets under management
Kleinhenz & Associates, Ltd. is a registered investment adviser overseen by the SEC. It reports $173.8 million in regulatory assets under management and employs 3 people.
Kleinhenz & Associates, Ltd. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Edward Kleinhenz Control | Member & Chief Economist | 25-50% | 2007 |
| Karen Rose Kleinhenz Control | Chief Compliance Officer & Managing Member | 50-75% | 2007 |
Frequently asked questions
How much does Kleinhenz & Associates, Ltd. manage?
Kleinhenz & Associates, Ltd. reports $173.8 million in regulatory assets under management on its Form ADV.
How many employees does Kleinhenz & Associates, Ltd. have?
Kleinhenz & Associates, Ltd. reports 3 employees.
Does Kleinhenz & Associates, Ltd. disclose fund performance?
Kleinhenz & Associates, Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Office hours | 8:30a.m.-5:00p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$173.8MNo change
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 79%
Larger than 21% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$173.8Mregulatory AUM
Discretionary $173.8M