Kowalski Financial Inc.
● SEC registered since 2020CRD 300424SEC# 801-119629Minneapolis, MN
Reg. AUM
$202M
Employees
7
Accounts
733
Location
Minneapolis, MN
Kowalski Financial Inc. assets under management
Kowalski Financial Inc. is an SEC-registered investment adviser based in Minneapolis, MN. The firm has been registered since 2020. It reports $202 million in regulatory assets under management and employs 7 people.
Kowalski Financial Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Marc Richard Kowalski Control | President / Cco | Over 75% | 2018 |
| Michelle Lee Elliott | Owner | Under 5% | 2019 |
Frequently asked questions
How much does Kowalski Financial Inc. manage?
Kowalski Financial Inc. reports $202 million in regulatory assets under management on its Form ADV.
How many employees does Kowalski Financial Inc. have?
Kowalski Financial Inc. reports 7 employees.
Where is Kowalski Financial Inc. located?
Kowalski Financial Inc. is based in Minneapolis, MN and has been SEC-registered since 2020.
Does Kowalski Financial Inc. disclose fund performance?
Kowalski Financial Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 600 Highway 169 South, Suite 655, Minneapolis, MN 55426 |
| Phone | 952-297-8589 |
| Office hours | 8-5 |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$202M▲ 15%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$202Mregulatory AUM
Discretionary $202M