Lee Investment Management LLC
CRD 120535SEC# 801-107644Saratoga Springs, NY
No longer SEC-registered. Lee Investment Management LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$90.5M
Employees
1
Accounts
301
Location
Saratoga Springs, NY
Lee Investment Management LLC assets under management
Lee Investment Management LLC is a registered investment adviser overseen by the SEC based in Saratoga Springs, NY. It reports $90.5 million in regulatory assets under management and employs 1 people.
Lee Investment Management LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Won Lee Control | Chief Compliance Officer, Managing Member | Over 75% | 1998 |
Frequently asked questions
How much does Lee Investment Management LLC manage?
Lee Investment Management LLC reports $90.5 million in regulatory assets under management on its Form ADV.
How many employees does Lee Investment Management LLC have?
Lee Investment Management LLC reports 1 employees.
Where is Lee Investment Management LLC located?
Lee Investment Management LLC is based in Saratoga Springs, NY.
Does Lee Investment Management LLC disclose fund performance?
Lee Investment Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 63 Putnam St, Suite 202, Saratoga Springs, NY 12866 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$90.5MNo change
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 94%
Larger than 6% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$90.5Mregulatory AUM
Discretionary $90.5M