Lighthouse Financial Management, LLC
CRD 127748SEC# 801-110214Westerly, RI
No longer SEC-registered. Lighthouse Financial Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$184.1M
Employees
8
Accounts
448
Location
Westerly, RI
Lighthouse Financial Management, LLC assets under management
Lighthouse Financial Management, LLC is an SEC-registered investment adviser based in Westerly, RI. It reports $184.1 million in regulatory assets under management and employs 8 people.
Lighthouse Financial Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Maureen Joy Poplaski | Chief Compliance Officer | Under 5% | 2009 |
| Stephen Charles Poplaski Control | Managing Member | Over 75% | 2004 |
Frequently asked questions
How much does Lighthouse Financial Management, LLC manage?
Lighthouse Financial Management, LLC reports $184.1 million in regulatory assets under management on its Form ADV.
How many employees does Lighthouse Financial Management, LLC have?
Lighthouse Financial Management, LLC reports 8 employees.
Where is Lighthouse Financial Management, LLC located?
Lighthouse Financial Management, LLC is based in Westerly, RI.
Does Lighthouse Financial Management, LLC disclose fund performance?
Lighthouse Financial Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 85 Beach Street, Building D, Westerly, RI 02891 |
| Office hours | 9a.m. - 5p.m. Est |
| Discloses disciplinary history | No |
Regulatory AUM
$184.1MNo change
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 77%
Larger than 23% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$184.1Mregulatory AUM
Discretionary $184.1M