Maureen a. Whelan
● SEC registered since 2021CRD 140357SEC# 801-122165
Reg. AUM
$77.4M
Employees
1
Accounts
148
Location
—
Maureen a. Whelan assets under management
Maureen a. Whelan is an investment advisory firm registered with the SEC. The firm has been registered since 2021. It reports $77.4 million in regulatory assets under management and employs 1 people.
Maureen a. Whelan owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Maureen Ann Whelan Control | Owner/ Chief Compliance Officer | Over 75% | 2006 |
Frequently asked questions
How much does Maureen a. Whelan manage?
Maureen a. Whelan reports $77.4 million in regulatory assets under management on its Form ADV.
How many employees does Maureen a. Whelan have?
Maureen a. Whelan reports 1 employees.
Does Maureen a. Whelan disclose fund performance?
Maureen a. Whelan is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 914-257-3446 |
| Office hours | By Appointment |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$77.4M▲ 32%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$77.4Mregulatory AUM
Discretionary $77.4M