Mindful Asset Planning LLC
● SEC registered since 2015CRD 113965SEC# 801-80606Apple Valley, MN
Reg. AUM
$529.5M
Employees
22
Accounts
2,256
Location
Apple Valley, MN
Mindful Asset Planning LLC assets under management
Mindful Asset Planning LLC is an investment advisory firm registered with the SEC based in Apple Valley, MN. The firm has been registered since 2015. It reports $529.5 million in regulatory assets under management and employs 22 people.
Mindful Asset Planning LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel James Heiar Control | Member Manager/Vice President | 25-50% | 2019 |
| Mark William Brice Control | Member/Vice President | 25-50% | 2019 |
| Nicholas John Augustin Control | Member/Cco V. President | 25-50% | 2021 |
See all 6 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Mindful Asset Planning LLC manage?
Mindful Asset Planning LLC reports $529.5 million in regulatory assets under management on its Form ADV.
How many employees does Mindful Asset Planning LLC have?
Mindful Asset Planning LLC reports 22 employees.
Where is Mindful Asset Planning LLC located?
Mindful Asset Planning LLC is based in Apple Valley, MN and has been SEC-registered since 2015.
Does Mindful Asset Planning LLC disclose fund performance?
Mindful Asset Planning LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 14530 Pennock Ave, Apple Valley, MN 55124 |
| Phone | 952-432-4666 |
| Fax | 952-432-6705 |
| Office hours | 8:00a.m. To 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$529.5M▲ 17%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 47%
Larger than 53% of 16,271 advisers
EmployeesTop 22%
More than 78% of 16,825 advisers
Assets under management
$529.5Mregulatory AUM
Discretionary $0Non-discretionary $529.5M