Nbc Securities, Inc.
● SEC registered since 2001CRD 17870SEC# 801-58257Birmingham, AL
Reg. AUM
$1.78B
Employees
68
Accounts
4,966
Location
Birmingham, AL
Nbc Securities, Inc. assets under management
Nbc Securities, Inc. operates as an SEC-registered investment adviser based in Birmingham, AL. The firm has been registered since 2001. It reports $1.8 billion in regulatory assets under management and employs 68 people.
Nbc Securities, Inc. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Frank Benner Falkenburg Control | Managing Director | Under 5% | 2010 |
| Harold Blaine Miller Control | Vp, Chief Compliance Officer | Under 5% | 2025 |
| John Robert Jr Doody Control | Ceo | Under 5% | 2021 |
See all 9 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Nbc Securities, Inc. manage?
Nbc Securities, Inc. reports $1.8 billion in regulatory assets under management on its Form ADV.
How many employees does Nbc Securities, Inc. have?
Nbc Securities, Inc. reports 68 employees.
Where is Nbc Securities, Inc. located?
Nbc Securities, Inc. is based in Birmingham, AL and has been SEC-registered since 2001.
Does Nbc Securities, Inc. disclose fund performance?
Nbc Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1927 First Avenue North, Birmingham, AL 35203 |
| Phone | 800-521-9390 |
| Fax | 205-521-9399 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 791540 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.78B▲ 4%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 24%
Larger than 76% of 16,271 advisers
EmployeesTop 9%
More than 91% of 16,825 advisers
Assets under management
$1.78Bregulatory AUM
Discretionary $795.1MNon-discretionary $989.7M