N.d. Pitman & Company, Inc.
CRD 121180SEC# 801-64499Mobile, AL
No longer SEC-registered. N.d. Pitman & Company, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$160.4M
Employees
2
Accounts
297
Location
Mobile, AL
N.d. Pitman & Company, Inc. assets under management
N.d. Pitman & Company, Inc. is an SEC-registered investment adviser based in Mobile, AL. It reports $160.4 million in regulatory assets under management and employs 2 people.
N.d. Pitman & Company, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Norman Duplessis III Pitman Control | President, Chief Compliance Officer | Over 75% | 1997 |
Frequently asked questions
How much does N.d. Pitman & Company, Inc. manage?
N.d. Pitman & Company, Inc. reports $160.4 million in regulatory assets under management on its Form ADV.
How many employees does N.d. Pitman & Company, Inc. have?
N.d. Pitman & Company, Inc. reports 2 employees.
Where is N.d. Pitman & Company, Inc. located?
N.d. Pitman & Company, Inc. is based in Mobile, AL.
Does N.d. Pitman & Company, Inc. disclose fund performance?
N.d. Pitman & Company, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3800 Airport Blvd, Suite 306, Mobile, AL 36608 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$160.4MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 81%
Larger than 19% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$160.4Mregulatory AUM
Discretionary $10.1MNon-discretionary $150.3M