Northeast Financial Consultants, LLC
CRD 110361SEC# 801-60134Westport, CT
No longer SEC-registered. Northeast Financial Consultants, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$4.59B
Employees
8
Accounts
1,596
Location
Westport, CT
Northeast Financial Consultants, LLC assets under management
Northeast Financial Consultants, LLC is an investment advisory firm registered with the SEC based in Westport, CT. It reports $4.6 billion in regulatory assets under management and employs 8 people.
Northeast Financial Consultants, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Catherine Lee Davis Control | Vice President, Treasurer | Under 5% | 2020 |
| Elwood Brian Davis Control | President, Manager, | Under 5% | 2020 |
| Nfc Holdings, Inc Control | Member | Over 75% | 2020 |
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Join to unlock · $37/moFrequently asked questions
How much does Northeast Financial Consultants, LLC manage?
Northeast Financial Consultants, LLC reports $4.6 billion in regulatory assets under management on its Form ADV.
How many employees does Northeast Financial Consultants, LLC have?
Northeast Financial Consultants, LLC reports 8 employees.
Where is Northeast Financial Consultants, LLC located?
Northeast Financial Consultants, LLC is based in Westport, CT.
Does Northeast Financial Consultants, LLC disclose fund performance?
Northeast Financial Consultants, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 518-B Riverside Avenue, 2nd Floor, Westport, CT 06880-0630 |
| Office hours | 8 a.m. - 5 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$4.59BNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 14%
Larger than 86% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$4.59Bregulatory AUM
Discretionary $4.59BNon-discretionary $4.5M