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Northstar Financial Management, Inc.

CRD 287594SEC# 801-122129Moscow, ID
Export (members)
No longer SEC-registered. Northstar Financial Management, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$119.4M
Employees
3
Accounts
672
Location
Moscow, ID

Northstar Financial Management, Inc. assets under management

Northstar Financial Management, Inc. operates as an SEC-registered investment adviser based in Moscow, ID. It reports $119.4 million in regulatory assets under management and employs 3 people.

Northstar Financial Management, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Charlotte Marie Jones ControlChief Operations Officer25-50%2020
Kaitlin Christine Jones ControlPresident25-50%2017
Mark Alexander Mooring ControlChief Compliance Officer25-50%2020

Frequently asked questions

How much does Northstar Financial Management, Inc. manage?

Northstar Financial Management, Inc. reports $119.4 million in regulatory assets under management on its Form ADV.

How many employees does Northstar Financial Management, Inc. have?

Northstar Financial Management, Inc. reports 3 employees.

Where is Northstar Financial Management, Inc. located?

Northstar Financial Management, Inc. is based in Moscow, ID.

Does Northstar Financial Management, Inc. disclose fund performance?

Northstar Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address110 South Main Street, Moscow, ID 83843-2806
Office hours10:00a.m. -5:00p.m.
Discloses disciplinary historyNo

Regulatory AUM

$119.4MNo change
Jan '25 — $119.4MFeb '25 — $119.4MMar '25 — $119.4MApr '25 — $119.4MMay '25 — $119.4MJun '25 — $119.4MJul '25 — $119.4MAug '25 — $119.4MSep '25 — $119.4MOct '25 — $119.4MNov '25 — $119.4MDec '25 — $119.4MJan '26 — $119.4MFeb '26 — $119.4MMar '26 — $119.4MApr '26 — $119.4MMay '26 — $119.4MJun '26 — $119.4M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 90%
Larger than 10% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$119.4Mregulatory AUM
Discretionary $118.8MNon-discretionary $598K