O'Connor Capital Advisory, LLC
CRD 152687SEC# 801-136929Scottsdale, AZ
No longer SEC-registered. O'Connor Capital Advisory, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$112.1M
Employees
1
Accounts
120
Location
Scottsdale, AZ
O'Connor Capital Advisory, LLC assets under management
O'Connor Capital Advisory, LLC is a registered investment adviser overseen by the SEC based in Scottsdale, AZ. It reports $112.1 million in regulatory assets under management and employs 1 people.
O'Connor Capital Advisory, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Harvey Oconnor Control | Managing Member, Chief Compliance Officer | Over 75% | 2009 |
Frequently asked questions
How much does O'Connor Capital Advisory, LLC manage?
O'Connor Capital Advisory, LLC reports $112.1 million in regulatory assets under management on its Form ADV.
How many employees does O'Connor Capital Advisory, LLC have?
O'Connor Capital Advisory, LLC reports 1 employees.
Where is O'Connor Capital Advisory, LLC located?
O'Connor Capital Advisory, LLC is based in Scottsdale, AZ.
Does O'Connor Capital Advisory, LLC disclose fund performance?
O'Connor Capital Advisory, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5635 N Scottsdale Rd, Ste 170, Scottsdale, AZ 85250 |
| Office hours | By Appointment Only |
| Discloses disciplinary history | No |
How this firm compares
Regulatory AUMTop 91%
Larger than 9% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$112.1Mregulatory AUM
Discretionary $112.1M