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Ofc Financial Planning, LLC

● SEC registered since 2024CRD 133846SEC# 801-130612
Export (members)
Reg. AUM
$182.8M
Employees
2
Accounts
369
Location

Ofc Financial Planning, LLC assets under management

Ofc Financial Planning, LLC operates as an SEC-registered investment adviser. The firm has been registered since 2024. It reports $182.8 million in regulatory assets under management and employs 2 people.

Ofc Financial Planning, LLC owners & executives

2 reported
NameTitleOwnershipSince
Emily Michelle Jaffe ControlPresident50-75%2022
Jeffrey Richard Waters ControlPresident; Chief Compliance Officer; Chief Investment Officer50-75%2005

Frequently asked questions

How much does Ofc Financial Planning, LLC manage?

Ofc Financial Planning, LLC reports $182.8 million in regulatory assets under management on its Form ADV.

How many employees does Ofc Financial Planning, LLC have?

Ofc Financial Planning, LLC reports 2 employees.

Does Ofc Financial Planning, LLC disclose fund performance?

Ofc Financial Planning, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone973-258-1007
Fax973-215-2117
Office hours8:30a.m. - 5:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$182.8M▲ 19%
Feb '25 — $153MMar '25 — $153MApr '25 — $153MMay '25 — $153MJun '25 — $153MJul '25 — $153MAug '25 — $153MSep '25 — $153MOct '25 — $153MNov '25 — $153MDec '25 — $153MJan '26 — $153MFeb '26 — $182.8MMar '26 — $182.8MApr '26 — $182.8MMay '26 — $182.8MJun '26 — $182.8M
Feb '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 77%
Larger than 23% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers

Assets under management

$182.8Mregulatory AUM
Discretionary $182.8M