Optimum Investment Advisors, LLC
CRD 105182SEC# 801-35773Chicago, IL
No longer SEC-registered. Optimum Investment Advisors, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$321.8M
Employees
5
Accounts
426
Location
Chicago, IL
Optimum Investment Advisors, LLC assets under management
Optimum Investment Advisors, LLC operates as an SEC-registered investment adviser based in Chicago, IL. It reports $321.8 million in regulatory assets under management and employs 5 people.
Optimum Investment Advisors, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Optimum Investment Group, LLC Control | Member And Manager | Over 75% | 2004 |
| Terry Michael McCaffrey Control | Chairman, Chief Executive Officer And Chief Compliance Officer | Under 5% | 2009 |
| Terry Michael McCaffrey Control | Member | Over 75% | 2013 |
Frequently asked questions
How much does Optimum Investment Advisors, LLC manage?
Optimum Investment Advisors, LLC reports $321.8 million in regulatory assets under management on its Form ADV.
How many employees does Optimum Investment Advisors, LLC have?
Optimum Investment Advisors, LLC reports 5 employees.
Where is Optimum Investment Advisors, LLC located?
Optimum Investment Advisors, LLC is based in Chicago, IL.
Does Optimum Investment Advisors, LLC disclose fund performance?
Optimum Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 20 S. Clark Street, Suite 2130, Chicago, IL 60603 |
| Office hours | 8:30 - 5:00 |
| Discloses disciplinary history | No |
Regulatory AUM
$321.8MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$321.8Mregulatory AUM
Discretionary $293.4MNon-discretionary $28.4M