Osaic Fa, Inc.
CRD 3978SEC# 801-42530Fort Wayne, IN
No longer SEC-registered. Osaic Fa, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$37.13B
Employees
1,607
Accounts
103,063
Location
Fort Wayne, IN
Osaic Fa, Inc. assets under management
Osaic Fa, Inc. operates as an SEC-registered investment adviser based in Fort Wayne, IN. It reports $37.1 billion in regulatory assets under management and employs 1,607 people.
Osaic Fa, Inc. owners & executives
26 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Claude A. Campbell Control | Assistant Vice President And Aml Officer | Under 5% | 2018 |
| David Martin Schmidt Control | Finop And Treasurer | Under 5% | 2024 |
| Edward Nigel Walters Control | Senior Vice President | Under 5% | 2019 |
See all 26 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Osaic Fa, Inc. manage?
Osaic Fa, Inc. reports $37.1 billion in regulatory assets under management on its Form ADV.
How many employees does Osaic Fa, Inc. have?
Osaic Fa, Inc. reports 1,607 employees.
Where is Osaic Fa, Inc. located?
Osaic Fa, Inc. is based in Fort Wayne, IN.
Does Osaic Fa, Inc. disclose fund performance?
Osaic Fa, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1301 South Harrison Street, Fort Wayne, IN 46802 |
| Office hours | 8:30 a.m. To 7:00 p.m. |
| Discloses disciplinary history | Yes |
Regulatory AUM
$37.13BNo change
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 3%
Larger than 97% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$37.13Bregulatory AUM
Discretionary $10.04BNon-discretionary $27.1B