Phillips Capital, LLC
● SEC registered since 2021CRD 312403SEC# 801-120281
Reg. AUM
$314K
Employees
1
Accounts
12
Location
—
Phillips Capital, LLC assets under management
Phillips Capital, LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 2021. It reports $314,147 in regulatory assets under management and employs 1 people.
Phillips Capital, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brendan M Phillips Control | Cco And Ceo | Over 75% | 2020 |
Frequently asked questions
How much does Phillips Capital, LLC manage?
Phillips Capital, LLC reports $314,147 in regulatory assets under management on its Form ADV.
How many employees does Phillips Capital, LLC have?
Phillips Capital, LLC reports 1 employees.
Does Phillips Capital, LLC disclose fund performance?
Phillips Capital, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 404-274-3296 |
| Office hours | 9a.m. To 5p.m. Est |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$314K▲ 27%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 99%
Larger than 1% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$314Kregulatory AUM
Discretionary $314K