Plan First Wealth LLC
● SEC registered since 2019CRD 289185SEC# 801-114931
Reg. AUM
$140.3M
Employees
3
Accounts
204
Location
—
Plan First Wealth LLC assets under management
Plan First Wealth LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2019. It reports $140.3 million in regulatory assets under management and employs 3 people.
Plan First Wealth LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Martha Sarah Kern | Chief Compliance Officer | Under 5% | 2021 |
| Richard Christopher Taylor Control | Managing Member & Chief Executive Officer | Over 75% | 2017 |
Frequently asked questions
How much does Plan First Wealth LLC manage?
Plan First Wealth LLC reports $140.3 million in regulatory assets under management on its Form ADV.
How many employees does Plan First Wealth LLC have?
Plan First Wealth LLC reports 3 employees.
Does Plan First Wealth LLC disclose fund performance?
Plan First Wealth LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | (646) 201-4865 |
| Fax | N/A |
| Office hours | Office Visits By Appointment Only |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$140.3M▲ 17%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 85%
Larger than 15% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$140.3Mregulatory AUM
Discretionary $102.4MNon-discretionary $37.9M