Pollock Planning Associates, Inc.
● SEC registered since 1986CRD 105409SEC# 801-27115
Reg. AUM
$164.5M
Employees
1
Accounts
309
Location
—
Pollock Planning Associates, Inc. assets under management
Pollock Planning Associates, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 1986. It reports $164.5 million in regulatory assets under management and employs 1 people.
Pollock Planning Associates, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Steven Leonard Pollock Control | President/Chief Compliance Officer | Over 75% | 2006 |
Frequently asked questions
How much does Pollock Planning Associates, Inc. manage?
Pollock Planning Associates, Inc. reports $164.5 million in regulatory assets under management on its Form ADV.
How many employees does Pollock Planning Associates, Inc. have?
Pollock Planning Associates, Inc. reports 1 employees.
Does Pollock Planning Associates, Inc. disclose fund performance?
Pollock Planning Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 856-266-2276 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$164.5M▲ 4%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 81%
Larger than 19% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$164.5Mregulatory AUM
Discretionary $164.5M