Prince Financial Advisory LLC
CRD 131234SEC# 801-79626New York, NY
No longer SEC-registered. Prince Financial Advisory LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$62.2M
Employees
1
Accounts
121
Location
New York, NY
Prince Financial Advisory LLC assets under management
Prince Financial Advisory LLC operates as an SEC-registered investment adviser based in New York, NY. It reports $62.2 million in regulatory assets under management and employs 1 people.
Prince Financial Advisory LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Lauren Phyllis Prince Control | Owner/Cco | Over 75% | 2004 |
Frequently asked questions
How much does Prince Financial Advisory LLC manage?
Prince Financial Advisory LLC reports $62.2 million in regulatory assets under management on its Form ADV.
How many employees does Prince Financial Advisory LLC have?
Prince Financial Advisory LLC reports 1 employees.
Where is Prince Financial Advisory LLC located?
Prince Financial Advisory LLC is based in New York, NY.
Does Prince Financial Advisory LLC disclose fund performance?
Prince Financial Advisory LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 251 E 32nd Street, Ste 6e, New York, NY 10016 |
| Office hours | 8:00a.m. To 6:00p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$62.2M▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$62.2Mregulatory AUM
Discretionary $62.2M