Prism Financial Group, L.L.C.
CRD 112315SEC# 801-61646Overland Park, KS
No longer SEC-registered. Prism Financial Group, L.L.C. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.7B
Employees
9
Accounts
2,474
Location
Overland Park, KS
Prism Financial Group, L.L.C. assets under management
Prism Financial Group, L.L.C. is a registered investment adviser overseen by the SEC based in Overland Park, KS. It reports $1.7 billion in regulatory assets under management and employs 9 people.
Prism Financial Group, L.L.C. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Mh Capital, LLC | Owner | 25-50% | 1999 |
| Theresa Marie Shmidl | Chief Compliance Officer | Under 5% | 2004 |
| Timothy Brian Shmidl Control | Owner | 50-75% | 1999 |
Frequently asked questions
How much does Prism Financial Group, L.L.C. manage?
Prism Financial Group, L.L.C. reports $1.7 billion in regulatory assets under management on its Form ADV.
How many employees does Prism Financial Group, L.L.C. have?
Prism Financial Group, L.L.C. reports 9 employees.
Where is Prism Financial Group, L.L.C. located?
Prism Financial Group, L.L.C. is based in Overland Park, KS.
Does Prism Financial Group, L.L.C. disclose fund performance?
Prism Financial Group, L.L.C. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7101 College Blvd. Suite 900, Overland Park, KS 66210-1984 |
| Office hours | 8:00a.m. - 5:00p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$1.7BNo change
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 24%
Larger than 76% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$1.7Bregulatory AUM
Discretionary $1.56BNon-discretionary $133.1M