Professional Financial Management, Inc.
● SEC registered since 2025CRD 118117SEC# 801-132539Bozeman, MT
Reg. AUM
$304.1M
Employees
2
Accounts
692
Location
Bozeman, MT
Professional Financial Management, Inc. assets under management
Professional Financial Management, Inc. is an investment advisory firm registered with the SEC based in Bozeman, MT. The firm has been registered since 2025. It reports $304.1 million in regulatory assets under management and employs 2 people.
Professional Financial Management, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Douglas Menzie Babcock Control | President/Chief Compliance Officer | Over 75% | 2010 |
Frequently asked questions
How much does Professional Financial Management, Inc. manage?
Professional Financial Management, Inc. reports $304.1 million in regulatory assets under management on its Form ADV.
How many employees does Professional Financial Management, Inc. have?
Professional Financial Management, Inc. reports 2 employees.
Where is Professional Financial Management, Inc. located?
Professional Financial Management, Inc. is based in Bozeman, MT and has been SEC-registered since 2025.
Does Professional Financial Management, Inc. disclose fund performance?
Professional Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2066 Stadium Dr, Ste 101, Bozeman, MT 59718 |
| Phone | 406-587-1604 |
| Fax | 406-586-8333 |
| Office hours | 9a.m. - 5p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$304.1M▲ 15%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 62%
Larger than 38% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$304.1Mregulatory AUM
Discretionary $298.6MNon-discretionary $5.5M