Pwa Financial
CRD 165369SEC# 801-119127Newtown, PA
No longer SEC-registered. Pwa Financial appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$267.9M
Employees
4
Accounts
1,012
Location
Newtown, PA
Pwa Financial assets under management
Pwa Financial is an investment advisory firm registered with the SEC based in Newtown, PA. It reports $267.9 million in regulatory assets under management and employs 4 people.
Pwa Financial owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Michael Carlucci Control | Owner | 5-10% | 2013 |
| Kenneth Charles Coniglio Control | Principal/Treasurer/Secretary | 25-50% | 2012 |
| Michael David Carlucci Control | Principal/Chief Compliance Officer | 25-50% | 2012 |
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Join to unlock · $37/moFrequently asked questions
How much does Pwa Financial manage?
Pwa Financial reports $267.9 million in regulatory assets under management on its Form ADV.
How many employees does Pwa Financial have?
Pwa Financial reports 4 employees.
Where is Pwa Financial located?
Pwa Financial is based in Newtown, PA.
Does Pwa Financial disclose fund performance?
Pwa Financial is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 503 E Washington Ave., Suite 1b, Newtown, PA 18940 |
| Office hours | 9:00a.m. - 5:00p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$267.9MNo change
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 66%
Larger than 34% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$267.9Mregulatory AUM
Discretionary $267.9M