Regency Investment Advisors Inc
CRD 106990SEC# 801-44406Fresno, CA
No longer SEC-registered. Regency Investment Advisors Inc appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.14B
Employees
15
Accounts
1,906
Location
Fresno, CA
Regency Investment Advisors Inc assets under management
Regency Investment Advisors Inc operates as an SEC-registered investment adviser based in Fresno, CA. It reports $1.1 billion in regulatory assets under management and employs 15 people.
Regency Investment Advisors Inc owners & executives
15 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Anthony Dominic Fazio Control | Chief Executive Officer / Director | Under 5% | 2020 |
| Christopher Comstock, Special Trustee of the Christopher and Katherine Comstock Rev Family Trust Dtd 10/20/2009 | Owner | 10-25% | 2013 |
| Christopher Louis Comstock Control | Director / Vice President | Under 5% | 2014 |
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Join to unlock · $37/moFrequently asked questions
How much does Regency Investment Advisors Inc manage?
Regency Investment Advisors Inc reports $1.1 billion in regulatory assets under management on its Form ADV.
How many employees does Regency Investment Advisors Inc have?
Regency Investment Advisors Inc reports 15 employees.
Where is Regency Investment Advisors Inc located?
Regency Investment Advisors Inc is based in Fresno, CA.
Does Regency Investment Advisors Inc disclose fund performance?
Regency Investment Advisors Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1312 W Herndon, Suite 101, Fresno, CA 93711 |
| Office hours | 8 a.m. - 5 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$1.14B▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 31%
Larger than 69% of 16,271 advisers
EmployeesTop 30%
More than 70% of 16,825 advisers
Assets under management
$1.14Bregulatory AUM
Discretionary $1.07BNon-discretionary $76.9M