Regiment Capital Advisors, LLC
CRD 339622SEC# 801-135384Chicago, IL
No longer SEC-registered. Regiment Capital Advisors, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
—
Employees
1
Accounts
—
Location
Chicago, IL
Regiment Capital Advisors, LLC assets under management
Regiment Capital Advisors, LLC operates as an SEC-registered investment adviser based in Chicago, IL. It employs 1 people.
Regiment Capital Advisors, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael Alan Cavanaugh Control | Manager & Cco | Under 5% | 2025 |
| Regiment, LLC Control | Ownership | Over 75% | 2025 |
Frequently asked questions
How many employees does Regiment Capital Advisors, LLC have?
Regiment Capital Advisors, LLC reports 1 employees.
Where is Regiment Capital Advisors, LLC located?
Regiment Capital Advisors, LLC is based in Chicago, IL.
Does Regiment Capital Advisors, LLC disclose fund performance?
Regiment Capital Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 420 N. Wabash Avenue, Chicago, IL 60611 |
| Office hours | 8a.m. - 5p.m. |
| Discloses disciplinary history | No |
How this firm compares
EmployeesTop 94%
More than 6% of 16,825 advisers