Research Affiliates, LLC
● SEC registered since 2002CRD 120440SEC# 801-61153Newport Beach, CA
Reg. AUM
$32.22B
Employees
31
Accounts
32
Location
Newport Beach, CA
Research Affiliates, LLC assets under management
Research Affiliates, LLC is an SEC-registered investment adviser based in Newport Beach, CA. The firm has been registered since 2002. It reports $32.2 billion in regulatory assets under management and employs 31 people.
Research Affiliates, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Katrina Foulkrod Sherrerd Control | Chief Executive Officer | Under 5% | 2025 |
| Reena Shukla Lalji Control | Chief Operating Officer, Chief Compliance Officer | Under 5% | 2025 |
| Robert Douglas Arnott Control | Non-Executive Chairman | Under 5% | 2002 |
| Syzygy Global Holdings, LLC Control | Holding Company | Over 75% | 2012 |
| Arnott Family Trust Control | Member Of Syzygy Global Holdings, Llc | 25-50% | 2011 |
| Robert Douglas Arnott Control | Trustor And Trustee Arnott Family Trust A Member Of Syzygy Global Holdings, Llc. Includes Beneficial Interests. | 50-75% | 2002 |
Frequently asked questions
How much does Research Affiliates, LLC manage?
Research Affiliates, LLC reports $32.2 billion in regulatory assets under management on its Form ADV.
How many employees does Research Affiliates, LLC have?
Research Affiliates, LLC reports 31 employees.
Where is Research Affiliates, LLC located?
Research Affiliates, LLC is based in Newport Beach, CA and has been SEC-registered since 2002.
Does Research Affiliates, LLC disclose fund performance?
Research Affiliates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 660 Newport Center Drive, Suite 300, Newport Beach, CA 92660 |
| Phone | 949 325 8700 |
| Fax | 949 718 0454 |
| Office hours | 8:00 a.m. Pst To 5:00 p.m. Pst |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$32.22B▲ 22%
Mar '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 4%
Larger than 96% of 16,369 advisers
EmployeesTop 17%
More than 83% of 16,804 advisers
Assets under management
$32.22Bregulatory AUM
Discretionary $30.07BNon-discretionary $2.16B