Retirement Plan Fiduciaries, LLC
● SEC registered since 2016CRD 161137SEC# 801-107541
Reg. AUM
$193.3M
Employees
2
Accounts
51
Location
—
Retirement Plan Fiduciaries, LLC assets under management
Retirement Plan Fiduciaries, LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2016. It reports $193.3 million in regulatory assets under management and employs 2 people.
Retirement Plan Fiduciaries, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Thomas Carson Carter Control | Managing Member/Chief Compliance Officer | Over 75% | 2012 |
Frequently asked questions
How much does Retirement Plan Fiduciaries, LLC manage?
Retirement Plan Fiduciaries, LLC reports $193.3 million in regulatory assets under management on its Form ADV.
How many employees does Retirement Plan Fiduciaries, LLC have?
Retirement Plan Fiduciaries, LLC reports 2 employees.
Does Retirement Plan Fiduciaries, LLC disclose fund performance?
Retirement Plan Fiduciaries, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 512-394-6596 |
| Fax | 512-562-2447 |
| Office hours | By Appointment Only |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$193.3M▲ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 76%
Larger than 24% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$193.3Mregulatory AUM
Discretionary $193.3M