Richard G. Slater
● SEC registered since 2001CRD 112239SEC# 801-60326
Reg. AUM
$114.1M
Employees
1
Accounts
210
Location
—
Richard G. Slater assets under management
Richard G. Slater is a registered investment adviser overseen by the SEC. The firm has been registered since 2001. It reports $114.1 million in regulatory assets under management and employs 1 people.
Richard G. Slater owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Richard Garson Slater Control | Owner And Chief Compliance Officer | Over 75% | 1991 |
Frequently asked questions
How much does Richard G. Slater manage?
Richard G. Slater reports $114.1 million in regulatory assets under management on its Form ADV.
How many employees does Richard G. Slater have?
Richard G. Slater reports 1 employees.
Does Richard G. Slater disclose fund performance?
Richard G. Slater is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 916-835-4758 |
| Office hours | 6:00 a.m. To 9:00p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$114.1M▼ 10%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 91%
Larger than 9% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$114.1Mregulatory AUM
Discretionary $0Non-discretionary $114.1M