Ridgeline Research LLC
● SEC registered since 2020CRD 300807SEC# 801-117858
Reg. AUM
$137M
Employees
2
Accounts
1
Location
—
Ridgeline Research LLC assets under management
Ridgeline Research LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 2020. It reports $137 million in regulatory assets under management and employs 2 people.
Ridgeline Research LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Thomas Anthony Carter Control | President | 10-25% | 2019 |
| William Edward Flaig Control | Chief Executive Officer And Cco | 50-75% | 2016 |
Frequently asked questions
How much does Ridgeline Research LLC manage?
Ridgeline Research LLC reports $137 million in regulatory assets under management on its Form ADV.
How many employees does Ridgeline Research LLC have?
Ridgeline Research LLC reports 2 employees.
Does Ridgeline Research LLC disclose fund performance?
Ridgeline Research LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 301-685-7171 |
| Office hours | 9 a.m. - 5p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$137M▲ 20%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 86%
Larger than 14% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$137Mregulatory AUM
Discretionary $137M