Running Oak Capital LLC
● SEC registered since 2017CRD 286656SEC# 801-110116Edina, MN
Reg. AUM
$874.7M
Employees
2
Accounts
1,035
Location
Edina, MN
Running Oak Capital LLC assets under management
Running Oak Capital LLC is an SEC-registered investment adviser based in Edina, MN. The firm has been registered since 2017. It reports $874.7 million in regulatory assets under management and employs 2 people.
Running Oak Capital LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jeffrey David Broders | Chief Compliance Officer | Under 5% | 2021 |
| Seth Lawrence Cogswell Control | Managing Member | Over 75% | 2012 |
Frequently asked questions
How much does Running Oak Capital LLC manage?
Running Oak Capital LLC reports $874.7 million in regulatory assets under management on its Form ADV.
How many employees does Running Oak Capital LLC have?
Running Oak Capital LLC reports 2 employees.
Where is Running Oak Capital LLC located?
Running Oak Capital LLC is based in Edina, MN and has been SEC-registered since 2017.
Does Running Oak Capital LLC disclose fund performance?
Running Oak Capital LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4519 W 56th St, Edina, MN 55424 |
| Phone | 919-656-3712 |
| Office hours | 9:00a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1724799 |
| Discloses disciplinary history | No |
Regulatory AUM
$874.7M▲ 6%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 36%
Larger than 64% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$874.7Mregulatory AUM
Discretionary $844.5MNon-discretionary $30.2M