Safeguard Financial, LLC
CRD 306953SEC# 801-125915
No longer SEC-registered. Safeguard Financial, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$601M
Employees
10
Accounts
1,312
Location
—
Safeguard Financial, LLC assets under management
Safeguard Financial, LLC is an investment advisory firm registered with the SEC. It reports $601 million in regulatory assets under management and employs 10 people.
Safeguard Financial, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Anthony John Hellenbrand Control | Partner, Chief Compliance Officer | 25-50% | 2019 |
| Constance A Zirbel | Chief Operating Officer | Under 5% | 2022 |
| Eric Hein Sajdak Control | Partner | 50-75% | 2019 |
Frequently asked questions
How much does Safeguard Financial, LLC manage?
Safeguard Financial, LLC reports $601 million in regulatory assets under management on its Form ADV.
How many employees does Safeguard Financial, LLC have?
Safeguard Financial, LLC reports 10 employees.
Does Safeguard Financial, LLC disclose fund performance?
Safeguard Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Office hours | 9a.m. - 5p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$601MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 44%
Larger than 56% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$601Mregulatory AUM
Discretionary $598.4MNon-discretionary $2.6M