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Sageview Advisory Group, LLC

● SEC registered since 2005CRD 126777SEC# 801-64265Newport Beach, CA
Export (members)
Reg. AUM
$37.5B
Employees
195
Accounts
1,301
Location
Newport Beach, CA

Sageview Advisory Group, LLC assets under management

Sageview Advisory Group, LLC is an investment advisory firm registered with the SEC based in Newport Beach, CA. The firm has been registered since 2005. It reports $37.5 billion in regulatory assets under management and employs 195 people.

Sageview Advisory Group, LLC owners & executives

27 reported
NameTitleOwnershipSince
Aq Sage Buyer, LLC ControlDirect OwnerOver 75%2020
Jonathan Tyler Upham ControlPresidentUnder 5%2015
Karen Fischer Prange ControlChief Compliance OfficerUnder 5%2025
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Frequently asked questions

How much does Sageview Advisory Group, LLC manage?

Sageview Advisory Group, LLC reports $37.5 billion in regulatory assets under management on its Form ADV.

How many employees does Sageview Advisory Group, LLC have?

Sageview Advisory Group, LLC reports 195 employees.

Where is Sageview Advisory Group, LLC located?

Sageview Advisory Group, LLC is based in Newport Beach, CA and has been SEC-registered since 2005.

Does Sageview Advisory Group, LLC disclose fund performance?

Sageview Advisory Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4000 MacArthur Blvd., Suite 1050, Newport Beach, CA 92660
Phone800-814-8742
Fax949-955-1991
Office hours8:30 a.m. To 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1914558
Discloses disciplinary historyYes

Regulatory AUM

$37.5B▲ 157109%
Mar '25 — $23.9MApr '25 — $23.9MMay '25 — $23.9MJun '25 — $23.9MJul '25 — $23.9MAug '25 — $23.9MSep '25 — $23.9MOct '25 — $23.9MNov '25 — $238.55BDec '25 — $238.55BJan '26 — $238.55BFeb '26 — $238.55BMar '26 — $37.5BApr '26 — $37.5BMay '26 — $37.5BJun '26 — $37.5B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 3%
Larger than 97% of 16,271 advisers
EmployeesTop 4%
More than 96% of 16,825 advisers

Assets under management

$37.5Bregulatory AUM
Discretionary $37.5B