Sheaff Brock Investment Advisors, LLC
CRD 118739SEC# 801-60978Indianapolis, IN
No longer SEC-registered. Sheaff Brock Investment Advisors, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.41B
Employees
26
Accounts
1,778
Location
Indianapolis, IN
Sheaff Brock Investment Advisors, LLC assets under management
Sheaff Brock Investment Advisors, LLC is a registered investment adviser overseen by the SEC based in Indianapolis, IN. It reports $1.4 billion in regulatory assets under management and employs 26 people.
Sheaff Brock Investment Advisors, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Audrey Lynn Bruch | Chief Compliance Officer | Under 5% | 2016 |
| David Sheaff Gilreath Control | Member | Under 5% | 2001 |
| Ronald Robert Brock Control | Member/Chief Financial Officer | Under 5% | 2001 |
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Join to unlock · $37/moFrequently asked questions
How much does Sheaff Brock Investment Advisors, LLC manage?
Sheaff Brock Investment Advisors, LLC reports $1.4 billion in regulatory assets under management on its Form ADV.
How many employees does Sheaff Brock Investment Advisors, LLC have?
Sheaff Brock Investment Advisors, LLC reports 26 employees.
Where is Sheaff Brock Investment Advisors, LLC located?
Sheaff Brock Investment Advisors, LLC is based in Indianapolis, IN.
Does Sheaff Brock Investment Advisors, LLC disclose fund performance?
Sheaff Brock Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 8801 River Crossing Blvd, Suite 100, Indianapolis, IN 46240 |
| Office hours | 8:30a.m. - 5p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$1.41BNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 27%
Larger than 73% of 16,271 advisers
EmployeesTop 20%
More than 80% of 16,825 advisers
Assets under management
$1.41Bregulatory AUM
Discretionary $1.41B