Simplex Wealth Management, LLC
CRD 170265SEC# 801-101496Danville, CA
No longer SEC-registered. Simplex Wealth Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$258.9M
Employees
9
Accounts
769
Location
Danville, CA
Simplex Wealth Management, LLC assets under management
Simplex Wealth Management, LLC is an investment advisory firm registered with the SEC based in Danville, CA. It reports $258.9 million in regulatory assets under management and employs 9 people.
Simplex Wealth Management, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Ho Seo Control | Managing Member/Chief Compliance Officer | Over 75% | 2013 |
Frequently asked questions
How much does Simplex Wealth Management, LLC manage?
Simplex Wealth Management, LLC reports $258.9 million in regulatory assets under management on its Form ADV.
How many employees does Simplex Wealth Management, LLC have?
Simplex Wealth Management, LLC reports 9 employees.
Where is Simplex Wealth Management, LLC located?
Simplex Wealth Management, LLC is based in Danville, CA.
Does Simplex Wealth Management, LLC disclose fund performance?
Simplex Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 500 la Gonda Way, Suite 210, Danville, CA 94526 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$258.9MNo change
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 67%
Larger than 33% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$258.9Mregulatory AUM
Discretionary $257.7MNon-discretionary $1.2M