Smith Anglin Financial, LLC
CRD 144386SEC# 801-68157Dallas, TX
No longer SEC-registered. Smith Anglin Financial, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$2.01B
Employees
16
Accounts
3,824
Location
Dallas, TX
Smith Anglin Financial, LLC assets under management
Smith Anglin Financial, LLC operates as an SEC-registered investment adviser based in Dallas, TX. It reports $2 billion in regulatory assets under management and employs 16 people.
Smith Anglin Financial, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Brian Lott Control | Managing Member | 25-50% | 2007 |
| Regis Scott Moxley Control | Managing Member | 25-50% | 2007 |
| Steven Wayne Anglin Control | Managing Member / Chief Compliance Officer | 25-50% | 2007 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Smith Anglin Financial, LLC manage?
Smith Anglin Financial, LLC reports $2 billion in regulatory assets under management on its Form ADV.
How many employees does Smith Anglin Financial, LLC have?
Smith Anglin Financial, LLC reports 16 employees.
Where is Smith Anglin Financial, LLC located?
Smith Anglin Financial, LLC is based in Dallas, TX.
Does Smith Anglin Financial, LLC disclose fund performance?
Smith Anglin Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 14755 Preston Road., Suite 700, Dallas, TX 75254 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$2.01BNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 22%
Larger than 78% of 16,271 advisers
EmployeesTop 29%
More than 71% of 16,825 advisers
Assets under management
$2.01Bregulatory AUM
Discretionary $1.94BNon-discretionary $76M