Sonora Investment Management Group, LLC
CRD 315312SEC# 801-121799Tucson, AZ
No longer SEC-registered. Sonora Investment Management Group, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$2.44B
Employees
17
Accounts
3,940
Location
Tucson, AZ
Sonora Investment Management Group, LLC assets under management
Sonora Investment Management Group, LLC is an SEC-registered investment adviser based in Tucson, AZ. It reports $2.4 billion in regulatory assets under management and employs 17 people.
Sonora Investment Management Group, LLC owners & executives
18 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Focus Operating, LLC Control | Member (manager) | Over 75% | 2021 |
| Ludwell Graham Gaines Control | Principal | Under 5% | 2021 |
| Michael H Arko Control | Principal | Under 5% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How much does Sonora Investment Management Group, LLC manage?
Sonora Investment Management Group, LLC reports $2.4 billion in regulatory assets under management on its Form ADV.
How many employees does Sonora Investment Management Group, LLC have?
Sonora Investment Management Group, LLC reports 17 employees.
Where is Sonora Investment Management Group, LLC located?
Sonora Investment Management Group, LLC is based in Tucson, AZ.
Does Sonora Investment Management Group, LLC disclose fund performance?
Sonora Investment Management Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2343 E. Broadway Blvd, Suite 116, Tucson, AZ 85719 |
| Office hours | 7:30 a.m. - 4:30 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$2.44BNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 20%
Larger than 80% of 16,271 advisers
EmployeesTop 28%
More than 72% of 16,825 advisers
Assets under management
$2.44Bregulatory AUM
Discretionary $2.37BNon-discretionary $69.5M