South Cove Financial, LLC
● SEC registered since 2024CRD 284554SEC# 801-131362
Reg. AUM
$145M
Employees
3
Accounts
378
Location
—
South Cove Financial, LLC assets under management
South Cove Financial, LLC operates as an SEC-registered investment adviser. The firm has been registered since 2024. It reports $145 million in regulatory assets under management and employs 3 people.
South Cove Financial, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Carolyn Marie Horadan Control | Managing Member, Chief Compliance Officer | Over 75% | 2016 |
Frequently asked questions
How much does South Cove Financial, LLC manage?
South Cove Financial, LLC reports $145 million in regulatory assets under management on its Form ADV.
How many employees does South Cove Financial, LLC have?
South Cove Financial, LLC reports 3 employees.
Does South Cove Financial, LLC disclose fund performance?
South Cove Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 206-914-4132 |
| Office hours | 8 a.m. To 5 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$145MNo change
Jul '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 84%
Larger than 16% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$145Mregulatory AUM
Discretionary $145M