SPC Financial Inc
CRD 104618SEC# 801-14191Rockville, MD
No longer SEC-registered. SPC Financial Inc appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.39B
Employees
33
Accounts
4,180
Location
Rockville, MD
SPC Financial Inc assets under management
SPC Financial Inc operates as an SEC-registered investment adviser based in Rockville, MD. It reports $1.4 billion in regulatory assets under management and employs 33 people.
SPC Financial Inc owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Abraham Ball Control | General Counsel And Cco | Under 5% | 2015 |
| Edward Geoffrey Sella Control | Ceo | Over 75% | 1989 |
| Leo Daniel Martinic | Treasurer | Under 5% | 2002 |
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Join to unlock · $37/moFrequently asked questions
How much does SPC Financial Inc manage?
SPC Financial Inc reports $1.4 billion in regulatory assets under management on its Form ADV.
How many employees does SPC Financial Inc have?
SPC Financial Inc reports 33 employees.
Where is SPC Financial Inc located?
SPC Financial Inc is based in Rockville, MD.
Does SPC Financial Inc disclose fund performance?
SPC Financial Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3202 Tower Oaks Blvd, Suite 400, Rockville, MD 20852-4219 |
| Office hours | 8:30 a.m. To 5:30 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$1.39B▲ 20%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 27%
Larger than 73% of 16,271 advisers
EmployeesTop 16%
More than 84% of 16,825 advisers
Assets under management
$1.39Bregulatory AUM
Discretionary $1.39BNon-discretionary $3.1M